Sample Data, The Directory of Third Party Retirement Plan Administrators
National Administrator
7000 Treelawn Drive
Brecksville, OH 44141-5316
Tel: 440-000-8100 800-000-1749
Url: www.natladmin.com Parent Co: National Financial Group
| Mr Richard Subaran
|
President
|
rsubaran@natladmin.com
|
| Mr Robert Radifera
|
VP Sales
|
rradifera@natladmin.com
|
| Mr Carl May
|
VP Administration
|
kmay@natladmin.com
|
Company Info
|
| Years in Business
|
40
|
| Employees
|
21
|
| Branch Offices
|
0
|
| Plans Acquired Per Year
|
5-10
|
| 401(k) Clients
|
200
|
| 401(k) Client Participants
|
20,000
|
| DC non-401(k) clients
|
50
|
| DC non-401(k) Client Part.
|
300
|
| DB Clients.
|
15
|
| DB Client Participants
|
56,000
|
| Non-Qualified Clients
|
125
|
| Non-Qualified Client Part.
|
750
|
| Total Plans Administered
|
500
|
| Total Participants
|
77,000
|
Assets
|
| Value of Total Assets:
|
$350,000,000-600,000,000
|
| % of Assets in Mutual Funds
|
33
|
| % of Assets in Company Stock
|
33
|
| % of Assets in other investments
|
34
|
| Other investment type:
|
Annuities. Reit's, collectables
|
| Custodian of assets:
|
Matrix
|
| Co. has SAS70?
|
Yes
|
| Co. has E&O Insurance?
|
Yes
|
| Plan Size Preference
|
Over 100 Participants
|
| Clients Broker Referred
|
Some
|
| % Self-Brokered
|
75
|
| Assoc. Membership:
|
ASPPA, NIPA, NAFA, NTSAA, ESOP Assn
|
| Full Service Bundled Products:
|
Yes
|
| Recordkeeping Software:
|
Datair
|
| Recordkeeping Alliance Partner:
|
Nationwide
|
Retirement Plans
|
| Set-Up
|
Administration
|
| Defined benefit plans
|
Defined benefit plans
|
| Defined contribution non 401(k)
|
Defined contribution non 401(k)
|
| 401(k) plans
|
401(k) plans
|
| Specialty 401(k) plans
|
Specialty 401(k) plans
|
| 401(k) Solo Plans
|
401(k) Solo Plans
|
| 403(b) plans
|
403(b) plans
|
| 412(i) plans
|
412(i) plans
|
| 457 plans
|
457 plans
|
| Section 125 plans
|
Section 125 plans
|
| Money purchase plans
|
Money purchase plans
|
| Profit sharing plans
|
Profit sharing plans
|
| ESOP
|
ESOP
|
| Non-Qualified plans
|
Non-Qualified plans
|
| Exec. deferred compensation
|
Exec. deferred compensation
|
| Group annuities
|
Group annuities
|
| Self-directed brokerage accounts
|
Self-directed brokerage accounts
|
| Union/Taft Hartley Plans
|
Union/Taft Hartley Plans
|
| Sect. 529 College Savings Plans
|
Sect. 529 College Savings Plans
|
Administration
|
| In-house
|
Outsourced
|
| Recordkeeping
|
Investment sales
Investment management
|
| Plan design
|
Investment advisory education
|
| Plan testing
|
Trustee services
|
| Plan consulting
|
Custodial services
|
| Actuarial services
|
Educational materials
|
| Retirement planning education
|
Newsletter
|
| Enrollment assistance
|
Daily valuation
|
| Legal/compliance support
|
Legal/compliance support
|
| Form 5500 reporting
|
|
Investment Products
|
| Proprietary Mutual Funds - 40%
|
Commingled Funds
|
| Outside Mutual Funds Families - 30%
|
Strategic asset allocation funds
|
| Lifestyle Funds
|
Exchange Traded Funds
|
| Socially Responsible Funds
|
Company Stock
|
| GIC's
|
Group Annuities
|
| Other Investments Here
|
|
Outside Fund Families
|
| AIM
|
Putnam
|
Hartford
|
Statestreet
|
Van Kampen
|
| MFS
|
Dreyfus
|
Colonial
|
John Hancock
|
Oppenheimer
|
Remote Access
|
| Internet:
|
yes
|
| Toll Free Phone:
|
yes
|
| Combined On-line Statements:
|
yes
|
| Online Reports:
|
yes
|
| Comments: Optional comments here.
|
Farnsworth Benefit Services
24 Cotton Mill Lane
Mobile, AL 36652-6589
Tel: 334-000-9654
Mr Cecil Farnsworth President Farnsworth872@aol.com
Company Info
|
| Employees
|
5
|
| Total No. Plans Admin.
|
120
|
| Total Participants served
|
6,400
|
| Full Service Bundled Products:
|
NO
|
Recordkeeping software: Relius Administration
Recordkeeping Outsource Partner: John Hancock
Retirement Plans
|
| Set-up/Sales
|
Administration
|
| Defined contribution non 401(k)
|
Defined contribution non 401(k)
|
| 401(k) plans
|
401(k) plans
|
| Specialty 401(k) plans
|
Specialty 401(k) plans
|
| 403(b) plans
|
403(b) plans
|
| Money purchase plans
|
Money purchase plans
|
| Profit sharing plans
|
Profit sharing plans
|
| Exec. deferred compensation
|
Exec. deferred compensation
|
Administration
|
| In-house
|
Outsourced
|
| Recordkeeping
|
Investment management
|
| Plan design
|
Actuarial services
|
| Plan testing
|
Investment advisory education
|
| Plan consulting
|
Newsletter
|
| Retirement planning education
|
Educational Materials
|
| Enrollment assistance
|
|
| Legal/compliance support
|
|
| Form 5500 reporting
|
|
Note: The contact information in the samples above is fictitious.
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